Job Summary:

Signature Consultants Is Seeking A Trade Surveillance Business Analyst For An Opportunity With A Client Located In Charlotte, Nc. The Position Is On The Compliance Controls And Infrastructure Surveillance And Monitoring Team Supporting The Fixed Income, Equity, Municipal, Futures, And Swaps Businesses Under The Corporate And Investment Banking Umbrella. The Cci Team Provides Technology, Policy/Procedures, Surveillance, Testing, Trending Analysis, And Management Support For Cib Business Unit Compliance Officers Who Specialize In Particular Products And Service Areas Of Bank Securities' Global Business. The Role Requires Coordination And Cooperation With Senior Compliance Team Members And Operational Risk Team Members Across The Corporation.

Responsibilities And Requirements:

Identifying, Analyzing, And Performing Trade Surveillance For Cib Compliance

Strong Focus On Using Newly On-Boarded Surveillance Tools To Assign And Close Alerts

Responsible For Executing Trade Surveillance And Assuring That All Controls That Comprise The Compliance Program Are Properly Maintained And Reported In A Timely Manner

Should Have Previous Fixed Income Sales And Trading Support Experience And A Strong Understanding Of The Capital Markets Business

Understanding The Transfer Of Security Data Between Systems And The Upstream And Downstream Impacts Is Critical For Success In Bringing On The New Surveillance Tool And Enhancing The Existing Surveillance In Place Today.

Serve As The Point Person For Work Associated With The Critical Risks To The Platform Project-- Geared Toward Enhancing Existing Surveillance As Well As Onboarding New Surveillance And Supporting And Training With The Subject Matter Experts For A Given Product

Work On Data Identification, Ingestion, Module Customization, And User Acceptance Testing Until Fully Released

Ongoing Maintenance Of The Tool And Its Functionality Post Release Will Be A Critical Component For Success In This Project

Key Factors For Success:

Include Conducting Independent Regulatory Research

Preparing Written Analysis Of Regulations

Understanding Policies

Focus On Industry Best Practices

Presenting Analysis/Recommendations To Management

About Signature Consultants, Llc

Headquartered In Fort Lauderdale, Florida, Signature Consultants Was Established In 1997 With A Singular Focus: To Provide Clients And Consultants With Superior Staffing Solutions. For The Ninth Consecutive Year, Signature Was Voted As One Of The "Best Staffing Firms To Work For" And Is Now The 14Th Largest It Staffing Firm In The United States (Source: Staffing Industry Analysts). With 28 Locations Throughout North America, Signature Annually Deploys Thousands Of Consultants To Support, Run, And Manage Their Clients' Technology Needs. Signature Offers It Staffing, Consulting, Managed Solutions, And Direct Placement Services. For More Information On The Company, Please Visit Www.Sigconsult.Com. Signature Consultants Is The Parent Company To Hunter Hollis And Madison Gunn.

Eeo Employer

Signature Consultants Is An Equal Opportunity Employer. We Do Not Discriminate Or Allow Discrimination On The Basis Of Race, Color, Religion, Creed, Sex (Including Pregnancy, Childbirth, Breastfeeding, Or Related Medical Conditions), Age, Sexual Orientation, Gender Identity, National Origin, Ancestry, Citizenship, Genetic Information, Registered Domestic Partner Status, Marital Status, Disability, Status As A Crime Victim, Protected Veteran Status, Political Affiliation, Union Membership, Or Any Other Characteristic Protected By Law. Signature Will Consider Qualified Applicants With Criminal Histories In A Manner Consistent With The Requirements Of Applicable Law. If You Have Visited Our Website In Search Of Information On Employment Opportunities Or To Apply For A Position, And You Require An Accommodation In Using Our Website For A Search Or Application, Please Contact Our Employee Services Department At Or